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How tapasya is influenced by the dominant guna of the practicioner

[for those not familiar with the Sanskrit terms in this article, see A Definition of the Gunas and A Brief Sanskrit Glossary.]

• Sattwic tapasya

“When men practice this threefold austerity devotedly, with enlightened faith and no desire for reward, it is said to have the nature of sattwa.” (Bhagavad Gita 17:17)
Sargeant’s translation: “This threefold austerity practiced with the highest faith by men who are not desirous of fruits and are steadfast, they regard as sattwic.”

There are some key words we should look at in this verse to appreciate its profound meaning.

Shraddhaya paraya, highest faith, means mumukshutwa: intense desire or yearning for liberation (moksha). This is the sole basis for sattwic tapasya, the primary trait of a sattwic spiritual aspirant. Although tapasya accomplishes many things in the life and mind of a tapaswin (one who engages in tapasya), not the least of which is intense purification and opening of higher faculties of awareness, all those are but the means to the single end: liberation of the spirit. Thus it is called aphalakankshibhir–without desire for personal gain (fruit) in the egoic sense, though of course moksha is the supreme attainment (paramartha). Such an aspirant is then described as yuktaih–always “in yoga,” through the continual fixing of the mind upon the Highest through the japa and meditation of Om, which is Itself the Highest.

Such are the sattwic, and such is sattwic tapasya.

• Rajasic tapasya

“Austerity which is practiced out of selfish pride, or to gain notoriety, honor and worship, is said to have the nature of rajas. Its effect is not lasting, because it lacks resolution.” (Bhagavad Gita 17:18)
Sargeant’s translation: “Austerity which is practiced with hypocrisy for the sake of honor, respect, and reverence; that, here in the world, is declared to be rajasic, unsteady, and impermanent.”This is much more on target than the Prabhavananda translation. Still we need a closer look at the words.

Three words are used in the first line: Satkara, which means honor, reverence, favor, or hospitality. Literally, it means “good-doing,” so it implies that the rajasic tapaswin wants to be thought well of in general, which of course will result in the four meanings just listed. Mana, which means honor and respect. Puja, which usually is translated as “worship,” but can also mean reverence akin to worship. In India they basically go together. Guru puja is quite common, and almost as common is the claim of disciples that their guru is really an avatar, a divine incarnation. This is carried to absurd lengths all the time. Contrary to Buddha’s assertions, many contemporary Indian teachers are fingers pointing to themselves–not to the goal of nirvana.

Dambhena means fraudulent and hypocritical. Such people supposedly engage in extreme ascetic actions and continually have the most exalted experiences. But when you look closer it is all puff and patter. They do nothing but sit around being adored and toadying to the rich and the influential, occasionally emitting a string of platitudes whose banality is astonishing–but not as amazing as the mindless plaudits of their admirers.

Swami Yukteswar, the guru of Paramhansa Yogananda, continually cautioned people to never believe the claims made about yogis, especially the claims made by their disciples. Rather, he counseled them to carefully examine matters for themselves. As a young man he heard of a yogi who always slept in a state of levitation. So he hid under the yogi’s bed and waited. Nothing but snores. So he crawled from under the bed and said in a loud voice: “I don’t see any levitation–only sleep!” The yogi woke up, and to cover himself shouted: “I wondered why I did not levitate tonight as usual. You were spying on me!” The young Priya Nath merely laughed and went his way, not impressed by the declaration.

Pious hypocrisy is common coin of the crowd-pleaser. It is a favorite ploy in India to claim that you spent decades doing intense tapasya in the Himalayas. I personally know one Big Baba of Bengal who claims he spent over twenty years in the Himalayas, when investigation easily shows that he was a building contractor in Calcutta all the time! Swami Sivananda humorously wrote some instruction for these people. First, he said, rent a little house (kutir) in Rishikesh or Hardwar for six months. Arrange to have your food brought to you, and never be seen by anybody. Sit around inside and do what you like, including a lot of sleep. During that time write two or three “trash leaflets” (his expression) and a couple of bad devotional songs (bhajans). Then at the end of the six months go down to the plains and put it out that you have been living in silence (mauna) for many years way up in the Himalayas, even beyond Uttar Kashi. Arrange for yourself a few meetings where you will talk aimlessly, sing your bad songs, and give out your worthless leaflets. In no time at all you will be a sought-after guru, and maybe even an avatar.

This is no idle allegation. Once in Rishikesh I was stopped and grilled by a fairly well-educated “sadhu” who begged me to tell him how to get to America and “make a splash.” On another occasion in holy Naimisharanya a monk told me that if I would spend a few hours with him each day for a week, “I will show you how to get the people of America in the palm of your hand.” That is how these people think. Rajasic is a nice word for it.

Krishna winds up the subject by saying that rajasic tapasya, besides its obvious flaws, is worthless because it is chalam–unsteady and wavering–and adhruvam–impermanent, infirm, and unfixed. This is because rajas by its nature is restless and changing. A rajasic person does not hold single-mindedly to anything for long. Therefore any tapasya will be impermanent, especially because it is not oriented toward the unchanging and ever-existent Absolute, but rather toward the ever-changing and unsteady ego-dream.

• Tamasic tapasya

“Austerity is said to have the nature of tamas when it is practiced for some foolish purpose, or for the excitement of self-torture, or in order to harm another person.” (Bhagavad Gita 17:19) Here is the literal meaning: “Austerity performed with deluded notion of the Self, with torture, or with the aim of destroying another, is declared to be tamasic.”

There is a lot to look at here, and all unpleasant. But the result will be positive.

Mudhagrahenatmano means with deluded or confused understanding or concept of the Atman, the Self. This is a crucial point. For if there is no right understanding of the nature of our Self, we will do a great deal of foolish and pointless things. This is true of religion in general. In Sanatana Dharma alone is there a clear understanding of the Atman-Self. And if you don’t even know who or what you are, how can you even live life in a sensible manner? Most people do not. What kind of religion can we have if we have no clue as to what we really are? Any discipline will be as mistaken as our ideas about ourself. This is why most religion is destructive, as are the disciplines (or lack thereof) of most religion.

When people mistake their physical and psychic makeup for their self, they cannot help but misunderstand what is really needed for spiritual life, and will waste their time to no purpose, ultimately harming themselves. Such persons will often engage in padaya–torture or torment. They will torture the body with strenuous and painful actions, even mutilating it or hastening its death by injury to its health. Ritual mutilation is often practiced on their own bodies by those engaged in negative ascesis. Or just the opposite: they will harm the body through deluded indulgence and lack of discipline or purification. But most of all they will torment their Self by burying It beneath ignorant ideas and actions, clouding and distorting their minds so there is no hope of comprehending true spiritual matters or disciplines. They will live a life contrary to their real spirit-nature, and thus bring nothing but suffering to themselves and others.

Finally, tamasic tapasya is sometimes engaged in as a kind of evil magical practice whose intention is to gain the power to harm another, or to placate negative entities who will do the harming on behalf of the tapaswin. I am sorry to say that this is found in India even to this day. I know of a “sadhu” who lives in a temple in Kerala and who does incredibly complex and strenuous disciplines to get such power. This man was once hired to bring about the death of a friend of mine, supposedly through placation of a “deity.” Fortunately a letter from this evil man to the one hiring him was missent to my friend who spiritually armed himself and came to no harm.

The expression used for this in the text is parasyotsadanartham, which means the destruction of another, but it can also mean for the overturning or defeat of another. This is often the aim of such tapasya: either the unseating of a person in authority or advantage, or the bringing about of his loss of money, position, or reputation. Sometimes tapasya is engaged in just to be thought “more ascetic than thou” in relation to others engaged in spiritual discipline. A kind of ascetic one-upmanship and rivalry is often found among monastics of all religions. This was especially the case in Christian monasticism in the Egyptian desert during the third century (and after) when enough time had lapsed for the Church to have greatly forgotten what Jesus had really taught about spiritual life and discipline. Regarding this, in his book, Benedictine Monachism, Dom Cuthbert Butler wrote:

“The spirit, the dominating principle of this monachism, may be thus characterized. It was a spirit of individualism. Each worked for his personal advance in virtue; each strove to do his utmost in all kinds of ascetical exercises and austerities, in prolonging his fasts, his prayers, his silence. The favorite name to describe any of the prominent monks was ‘great athlete.’ And they were athletes, and filled with the spirit of the modern athlete. They loved to ‘make a record’ in austerities, and to contend with one another in mortifications; and they would freely boast of their spiritual achievements. One who had seen them describes the Nitrian monks as ‘surpassing one another in virtues, and being filled with a spirit of rivalry in asceticism, showing forth all virtue, and striving to outdo one another in manner of life.’ But it is in Palladius’ account of Macarius of Alexandria that this spirit shows itself most conspicuously: ‘If he ever heard of any one having performed a work of asceticism, he was all on fire to do the same;” and Palladius illustrates it by examples. Did Macarius hear that another monk ate nothing but one pound of bread a day? For three years he ate each day only what broken bread he could extract in a single handful through the narrow neck of a jar. Did he hear that the monks of Pachomius’ monastery ate nothing cooked by fire throughout Lent? He did the same for seven years. Did he hear that their observance was ““great””? He did not rest satisfied till he had gone to see, and had beaten them all.’ Thus the practice of asceticism constituted a predominant feature of this type of Egyptian monachism. Their prolonged fasts and vigils, their combats with sleep, their exposures to heat and cold, their endurance of thirst and bodily fatigue, their loneliness and silence, are features that constantly recur in the authentic records of the lives of these hermits, and they looked on such austerities as among the essential features of the monastic state.”

Much more crazy things were (and are) done, but this is sufficient for us to get the idea–and hopefully avoid it.

In conclusion

Krishna has given us all this information so we can determine the type and quality (guna) of our personal spiritual practice. This alone would make the Gita unparalleled in value for those who seek the higher life. And it contains so much more. All glory be to Sri Vyasadeva (the author of the Bhagavad Gita), the supreme guide of all who aspire to liberation!

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